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blockchain: make the BIP30 duplicate coinbases independent of the batch partition - #696

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blockchain: make the BIP30 duplicate coinbases independent of the batch partition#696
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@fpelliccioni fpelliccioni commented Aug 24, 2026

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Fixes #695.

What KTH does with the two BIP30 duplicate coinbases is decided by where a UTXO batch boundary happens to fall: inside one batch the older entry silently survives, across two the store is handed an insert over a live key and the node stops. Neither is the consensus result, and they disagree with each other.

What the correct result is

From BCHN, vendored here at src/consensus/src/bch-rules/coins.cpp:130:

overwrite = check ? cache.HaveCoin(outpoint) : fCoinbase;
// Always set the possible_overwrite flag to AddCoin for coinbase txn,
// in order to correctly deal with the pre-BIP30 occurrences of
// duplicate coinbase transactions.
cache.AddCoin(outpoint, Coin(tx.vout[i], nHeight, fCoinbase), overwrite);

AddCoin throws when an unauthorized add would replace a live entry, and otherwise assigns. The new output wins, with the new height.

The change so far

The authorization rides with the operation. is_bip30_exception — the function the consensus rule already uses — is now declared in chain_state.hpp and read where a block's delta is built, over that block's own {hash, height}. The keys it licenses go into utxo_raw_delta::authorized_replacements. No second list of hashes or heights exists, and the merge never concludes "this must have been BIP30" from a collision.

merge is transactional and order-independent. Two passes: the first decides and touches nothing, the second applies and cannot fail. An unauthorized duplicate is reported with the batch left exactly as it was, and the answer cannot depend on which colliding key unordered_flat_map reaches first.

The caller acts on it. utxo_build_task treats an unauthorized duplicate as fatal, alongside the other local non-retryable disagreements. Without that the block would be silently dropped from the batch — a UTXO set quietly missing a block's outputs, which is worse than a stop.

Production wiring

The licence existed but nothing in production granted one: only the tests filled authorized_replacements, so the merge would have refused the two grandfathered blocks exactly as it refuses a violation — tests green, node still stopping. That is fixed:

process_compact_block_utxos — the same function utxo_build_task calls — now asks is_bip30_exception about the block it is given, by the pair, and licenses its coinbase outputs only. merge carries the licence into the accumulated batch, since whatever applies that batch has to tell a replacement from a plain insert. clear() drops it.

Four controls go through that constructor rather than a hand-built delta, which is what would otherwise hide the hole.

Mutations

Mutation Result
restore inserts.emplace(...) 1 case red
treat every duplicate as a replacement 4 cases red
do not propagate the licence into the batch 2 cases red
license every output, not just the coinbase 1 case red

Nine cases, 46 assertions. Suites: blockchain 370 / 5554, node 339 / 7205.

Undo, without a format change

replaced_entry(key) was removed from the design. It was the wrong shape: keyed on the batch, it would let any block's disconnect consume a value that belongs to one specific block. capture_block_undo already runs per block and before the merge (block_tasks.cpp:2176 vs :2206), so at that moment the batch still holds the entry about to be displaced — that is where it has to be recorded, into that block's own undo.

On disconnect, inverse.deletes holds the key the duplicate block created and inverse.inserts holds the restored previous entry — and apply_inserts_raw runs first while the deletes are applied at the end of the rewind, so deleting it would remove what the restore just put back. That key is therefore not deleted at all.

No marker was added to the undo format, because the overlap is unambiguous on its own: capture_block_undo records the previous value of what a block spends, and an output created and spent inside one block is netted out of the delta before it can be recorded — process_compact_block_utxos inserts every output of the block before it examines any input, so the pairing does not depend on the transaction order, which CTOR does not fix. A key in both sets can only be a BIP30 replacement.

  • Authorization derived from the exact {hash, height} pair, reusing the existing function
  • Authorization carried with the operation, per key
  • Normal insert vs authorized replacement represented explicitly
  • A second normal insert of the same key is an error, never a no-op
  • merge transactional, no dependence on hash-table iteration order
  • Caller acts on the result
  • Mutation emplace red; mutation "everything is a replacement" red
  • Authorization granted in production, from the real block
  • Only the exception's coinbase outputs are licensed
  • The licence propagates to the accumulated batch
  • clear() leaves no residual licence
  • Controls through the production constructor
  • Cross-batch: the displaced entry is withdrawn before the insert, after the durable transition record, inside the write window, past mark_mutating()
  • Every part of deletion_progress acted on: error and unresolved stop the insert, absent is a valid authorized insert with nothing to displace, erased records the mutation
  • Displaced entry recorded in the duplicate block's own undo, taken from the batch before the store
  • Disconnect restores it instead of deleting it, derived from the undo without a format change
  • Store-real controls: four partitions, disconnect/reconnect, full and reference
  • Failure between withdrawal and insert leaves a transition record and a poisoned gate
  • full / reference / ASan+UBSan / ctest

API and ABI

Worth stating plainly, whatever we decide about it:

  • src/blockchain/include/kth/blockchain/utxo_builder.hpp is installed (src/blockchain/CMakeLists.txt:504 installs the whole include/ tree), so everything below is visible to consumers.
  • utxo_raw_delta::merge changes signature: voiddelta_merge_result. Source-compatible for callers that ignore the result, but a breaking ABI change — the mangled name changes and any consumer linking against the old symbol fails.
  • utxo_raw_delta grows a member (authorized_replacements), changing its size and layout. Anything that allocated or embedded it must be rebuilt.
  • delta_merge_result is a new public enum.
  • kth::domain::chain::is_bip30_exception is a new exported symbol in the installed chain_state.hpp; the definition moved from internal linkage, it was not duplicated.

No change to UTXO-Z, no general upsert, no batch alignment.

Summary by CodeRabbit

  • Bug Fixes

    • Corrected handling of BIP30 duplicate coinbase transactions.
    • Authorized replacements now safely preserve and restore previous unspent outputs during block processing and chain reorganizations.
    • Unauthorized duplicate output recreation is rejected to protect UTXO consistency.
    • BIP30 exceptions are identified using the exact block and network context.
  • Tests

    • Added comprehensive regression coverage for duplicate coinbase handling, replacement authorization, batch processing, and undo operations.

Blocks 91842 and 91880 each re-create a coinbase output an earlier block
created and that nobody ever spent. What KTH does with them is decided by
where a UTXO batch boundary happens to fall: inside one batch the older
entry silently survives, across two the store is handed an insert over a
live key and the node stops. Neither is the consensus result and they
disagree with each other.

These three controls say what has to hold instead, and they are red here.
The authorized duplicate must leave the NEW entry, matching BCHN's
AddCoin, which assigns over the live coin for any coinbase. An
unauthorized duplicate must be refused rather than dropped. And the entry
a replacement displaces must be kept, because undo has nowhere else to
find it: the original is never spent, so it is in no deletes list, and
when both blocks share a batch it was never published to the store.

Two declarations come with them, so the properties can be stated at all:
merge now reports what it concluded, and the batch can be asked what a
replacement displaced. Both still answer as before -- the behaviour is
unchanged in this commit.

Refs #695
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📝 Walkthrough

Walkthrough

The change adds exact BIP30 exception detection, authorized UTXO replacement tracking, atomic duplicate validation, replacement undo handling, merge failure handling during synchronization, and regression coverage for mainnet duplicate coinbases.

Changes

BIP30 duplicate coinbase handling

Layer / File(s) Summary
BIP30 exception and delta contract
src/domain/include/kth/domain/chain/chain_state.hpp, src/domain/src/chain/chain_state.cpp, src/blockchain/include/kth/blockchain/utxo_builder.hpp
The chain-state API exports exact BIP30 exception detection. UTXO deltas track authorized replacement keys and return merge status values. Compact-block processing accepts the network configuration.
Atomic UTXO delta merging
src/blockchain/src/utxo_builder.cpp
utxo_raw_delta::merge validates collisions before mutation, replaces authorized entries, propagates authorization keys, and clears them with the delta.
Compact-block authorization and failure handling
src/blockchain/src/utxo_builder.cpp, src/node/src/sync/block_tasks.cpp
Compact-block processing authorizes only coinbase outputs from exact BIP30 exception blocks. Synchronization withdraws authorized replacements before insertion and reports unauthorized duplicates or withdrawal failures as fatal errors.
Replacement undo and disconnection
src/blockchain/include/kth/blockchain/utxo_builder.hpp, src/blockchain/src/interface/block_chain.cpp
Undo capture records displaced UTXOs from pending batches or storage. Disconnection avoids deleting entries restored by the inverse delta.
Regression and call-site coverage
src/blockchain/test/bip30_duplicate_coinbase.cpp, src/blockchain/test/reorg_undo_roundtrip.cpp, src/blockchain/test/utxoz_contract.cpp, src/blockchain/test/utxoz_roundtrip.cpp, src/blockchain/CMakeLists.txt
Tests cover exact checkpoint matching, authorized replacement, unauthorized collisions, production construction, authorization propagation, clearing, and updated call signatures.

Estimated code review effort: 4 (Complex) | ~60 minutes

Merge Risk: ⚪ Minimal · up to 26f55

The PR is merge-ready after normal checks and review; no actionable merge-blocking risk remains.

Sequence Diagram(s)

sequenceDiagram
  participant block_tasks
  participant process_compact_block_utxos
  participant is_bip30_exception
  participant utxo_raw_delta
  participant UTXO_store
  block_tasks->>process_compact_block_utxos: Pass block hash and network
  process_compact_block_utxos->>is_bip30_exception: Check checkpoint and network
  is_bip30_exception-->>process_compact_block_utxos: Return exception status
  process_compact_block_utxos->>utxo_raw_delta: Authorize exception coinbase replacements
  block_tasks->>utxo_raw_delta: Merge block delta
  utxo_raw_delta-->>block_tasks: Return merge status
  block_tasks->>UTXO_store: Withdraw authorized replacements
  UTXO_store-->>block_tasks: Return withdrawal results
  block_tasks->>UTXO_store: Insert new UTXOs
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🚥 Pre-merge checks | ✅ 4 | ❌ 1

❌ Failed checks (1 warning)

Check name Status Explanation Resolution
Docstring Coverage ⚠️ Warning Docstring coverage is 25.00% which is insufficient. The required threshold is 80.00%. Docstring coverage is scoped to functions touched by this diff. Analyzed 4 functions across 2 files. Write docstrings for the functions missing them to satisfy the coverage threshold.
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Check name Status Explanation
Description Check ✅ Passed Check skipped - CodeRabbit’s high-level summary is enabled.
Title check ✅ Passed The title clearly and concisely identifies the primary change: making BIP30 duplicate coinbase handling independent of batch partitioning.
Linked Issues check ✅ Passed The changes address partition independence, exact BIP30 authorization, replacement semantics, unauthorized collisions, undo recovery, disconnect, and reconnect requirements in [#695].
Out of Scope Changes check ✅ Passed The implementation, API updates, production integration, and regression tests are directly related to the BIP30 duplicate coinbase requirements in [#695].
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@fpelliccioni
fpelliccioni marked this pull request as ready for review August 24, 2026 13:05
…collision

A key a block re-creates over one the batch already holds is either the
thing BIP30 grandfathers for exactly two mainnet blocks, or a consensus
violation. A merge looking at a hash map cannot tell those apart, so it
must not be the one deciding: the authorization is read from
is_bip30_exception -- the function the rule already uses -- over the
block's own {hash, height}, and travels with the operation from there.

The merge decides before it touches anything. One pass to find a
collision this block is not licensed to make, which returns with the
batch exactly as it was; a second to apply, which cannot fail. That also
keeps the result off the iteration order of unordered_flat_map, which
would otherwise pick a winner among several collisions.

The caller acts on the answer. Refusing quietly would drop the block from
the batch and leave a UTXO set missing its outputs, which is worse than
stopping, so it joins the other local disagreements that end the build.

is_bip30_exception moves from internal linkage in chain_state.cpp to the
installed header. It is the same definition over the same checkpoints; a
second list of hashes and heights is a second thing to get wrong.

Refs #695
…lock

The licence existed but nothing in production ever granted one: only the
tests filled authorized_replacements, so the merge would have refused the
two grandfathered blocks exactly as it refuses a violation. The tests
passed and the node would still have stopped.

process_compact_block_utxos now asks is_bip30_exception about the block it
is given, by the identity the rule uses -- the {hash, height} pair, both
halves -- and licenses the outputs of its coinbase. Only the coinbase: the
exception is about a duplicated coinbase transaction, so an ordinary
output of the same block gets nothing, and neither does any other block.
That means the function needs the block's hash and the network, which the
build task already has.

merge carries the licence into the accumulated batch, because whatever
applies that batch has to tell a replacement from a plain insert -- the
store already holds what a replacement displaces. clear() drops it, so a
licence cannot outlive the delta it was granted for and authorize
something in whatever batch reuses the object.

Four controls go through the production constructor rather than a
hand-built delta, which is what would otherwise hide this: one coinbase
and one ordinary output in the same exceptional block, the right hash at
the wrong height, the right height with another block's hash, and a
cleared batch refusing the collision it had just accepted.

Refs #695

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Inline comments:
In `@src/node/src/sync/block_tasks.cpp`:
- Around line 2214-2220: Preserve authorized replacement metadata and displaced
UTXO state through commit: update the apply path around apply_utxo_inserts_raw
and delta.merge to pass explicit authorized replacement operations, ensuring
cross-batch BIP30 duplicates are distinguished from ordinary inserts. Update
capture_block_undo to record the live entry displaced by each authorized
replacement before overwrite, so disconnect restores it; add an end-to-end
split-batch disconnect/reconnect test.
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Comment thread src/node/src/sync/block_tasks.cpp
…p it

Across a batch boundary the store already holds the entry the duplicate
block overwrites, and it refuses to write over a live key -- which is how
this half of the defect ends, with the node stopping. The replacement now
withdraws that entry first, so the insert lands on an absent key exactly
like every other one.

The withdrawal is a real mutation and sits where one belongs: after the
transition record is durable, inside the write window, past
mark_mutating(). A failure between the withdrawal and the insert leaves
through the window's destructor and latches the gate, which is the one
outcome that must not read as accepted.

What is withdrawn is kept. capture_block_undo takes the previous value
before anything is folded in or applied, asking the batch before the
store -- when the original and the duplicate share a batch the entry was
created by an earlier block of that batch and has not been published yet,
so the store would truthfully say it does not have it. Absence is not
corruption: an exception block whose output the set does not already hold
is an authorized insert with nothing to overwrite, and the disconnect then
simply removes what the block created.

Disconnect reads the replacement rather than recording one. A key the
block created that the undo also carries a previous value for can only be
this: capture_block_undo records what a block SPENDS, and an output
created and spent inside one block is netted out before it can be
recorded, because process_compact_block_utxos inserts every output of the
block before it examines any input. So the undo format is unchanged, and
that key is restored instead of deleted.

Refs #695
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❌ Patch coverage is 44.44444% with 20 lines in your changes missing coverage. Please review.
✅ Project coverage is 80.86%. Comparing base (705d728) to head (26f553a).

Files with missing lines Patch % Lines
...blockchain/include/kth/blockchain/utxo_builder.hpp 17.39% 19 Missing ⚠️
src/blockchain/src/interface/block_chain.cpp 50.00% 1 Missing ⚠️
Additional details and impacted files
@@            Coverage Diff             @@
##           master     #696      +/-   ##
==========================================
- Coverage   80.93%   80.86%   -0.07%     
==========================================
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  Lines       15058    15091      +33     
==========================================
+ Hits        12187    12204      +17     
- Misses       2871     2887      +16     

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…ntry

The withdrawal looked only at `unresolved`, and three of the four things
deletion_progress reports can be true with that list empty. A store that
answers recovery_required has latched and will write nothing further, yet
the check saw an empty list and carried on to insert over a key that was
never withdrawn -- the one state a replacement must never reach.

Each part now has a stated meaning. A store error is fatal with its
category kept, because recovery_required and a read fault are different
instructions to whoever is looking at the node. Unresolved is fatal too:
the deletion batch resends those, but this withdrawal is the first half of
a replace and the insert cannot run while the old entry is still there.
Absent is the expected answer rather than a fault -- an exception block
whose output the set does not already hold is an authorized insert with
nothing to overwrite. Erased says what was actually mutated, which is what
a recovery has to reconcile against the undo record.

Refs #695

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Inline comments:
In `@src/blockchain/include/kth/blockchain/utxo_builder.hpp`:
- Around line 276-283: The replacement-entry handling in capture_block_undo must
resolve deferred find_utxo_raw results before treating them as absent. When the
result is not_resolved, use the existing utxo_resolve_raw path for the
replacement key and append any resolved entry to undo.spent; only accept absence
when resolution confirms the key is missing, while preserving error propagation
for other failures.
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Comment thread src/blockchain/include/kth/blockchain/utxo_builder.hpp Outdated
find_utxo_raw answering not_resolved does not mean the key is absent. It
means the ACTIVE versions cannot say, and the entry a BIP30 replacement
displaces may well be in an older generation -- the capture was treating
that as "nothing to keep", which loses the only copy of the value and
leaves the disconnect deleting the key instead of restoring it.

Those keys now go through utxo_resolve_raw, the same path a spent output
takes. What differs is the reading of absence afterwards: for a spent
output it means the set and the delta disagree and the capture fails,
while for a replacement it is ordinary -- an authorized insert with
nothing to overwrite. Every other error still propagates.

Also corrects the comment over the withdrawal's result handling, which
claimed the insert must not run on any of the three parts that can be
non-empty with `unresolved` empty. `absent` is one of them and the insert
does continue: it is an authorized insert with nothing to displace.

Refs #695
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BIP30 duplicate coinbases are handled differently depending on where the UTXO batch boundary falls

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